Heather Quintero
Investment adviser representative at Carter Financial, LLC
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$282.3MFirm assets
Are you Heather Quintero? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Carter Financial, LLCNov 2019 to now
- NAFeb 2017 to Nov 2019
- Wells Fargo Clearing Services, LLCNov 2016 to Feb 2017
- Wells Fargo Advisors LLCOct 2014 to Nov 2016
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2013
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (CA).
Carter Financial, LLC
$282.3MAssets managed
177Clients
2Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6135757
- Firm CRD
- 298327