Thomas Paul Brennan
Investment adviser representative at Cetera Investment Advisers LLC
14 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Cetera Investment Advisers LLCJun 2023 to now
- Cetera Wealth Services, LLCJun 2021 to now
- Wissahickon Creek AdvisersJan 2021 to now
- Voya Financial Advisors, Inc.Jan 2021 to Jun 2021
- Northwetern Mutual Wealth Management CompanyJul 2017 to Dec 2020
- UnemployedMar 2017 to Apr 2017
- Northwestern Mutual Investment Services, LLCOct 2013 to Dec 2020
- Northwestern Mutual Life Insurance CompanyNov 2012 to Dec 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (PA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6134503
- Firm CRD
- 105644