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Adam M Baker

Investment adviser representative at Fifth Third Securities, Inc.
6 yearsExperience
1 stateRegistered in
$10.9BFirm assets
21 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

6 years in the industry.

  1. Fifth Third Securities, Inc.Aug 2021 to now
  2. Fifth Third BankJul 2021 to now
  3. Citizens BankApr 2019 to Jul 2021
  4. Citizens Securities, Inc.Feb 2017 to Jul 2021
  5. Prudential Insurance Company of AmericaDec 2015 to Feb 2017
  6. Pruco Securities, LLCNov 2015 to Feb 2017

Exams passed

  • Series 66 · Uniform Combined State Law2013

State registrations

Registered as an investment adviser representative in 1 state (OH).

Fifth Third Securities, Inc.

$10.9BAssets managed
47,014Clients
1,012Advisers
21 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6133431
Firm CRD
628
Advisor's SEC record (opens in a new tab)
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