David Jay Pergande
Investment adviser representative at M Holdings Securities, Inc.
11 yearsExperience
1 stateRegistered in
$3.2BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- M Holdings Securities, Inc.Mar 2024 to now
- Hilltop Securities Inc.Aug 2021 to Mar 2024
- UnemployedOct 2020 to Aug 2021
- First Palladium, LLCOct 2018 to Sep 2020
- Ash BrokerageOct 2015 to Sep 2020
- Mercap Securities, LLCOct 2015 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
M Holdings Securities, Inc.
$3.2BAssets managed
4,513Clients
172Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6132087
- Firm CRD
- 43285