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Matthew James Frain

Investment adviser representative at Fisher Investments
13 yearsExperience
2 statesRegistered in
$386.7BFirm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsPerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

13 years in the industry.

  1. Fisher InvestmentsApr 2024 to now
  2. Empower Advisory Group, LLCJan 2023 to Apr 2024
  3. Empower Financial Services, IncDec 2022 to Apr 2024
  4. UnemployedMay 2022 to Nov 2022
  5. Carillon Fund DistributorsSep 2017 to May 2022
  6. Carillon Tower AdvisorsSep 2017 to May 2022
  7. T. Rowe PriceMay 2013 to Aug 2017

Exams passed

  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 2 states (FL, TX).

Fisher Investments

Legal name: Fisher Asset Management, LLC

$386.7BAssets managed
199,922Clients
2,984Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6130400
Firm CRD
107342
Advisor's SEC record (opens in a new tab)
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