Shane Braasch
Investment adviser representative at New York Life Investment Management LLC
12 yearsExperience
1 stateRegistered in
$120.7BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- New York Life Investment Management LLCApr 2025 to now
- New York Life InvestmentsApr 2025 to now
- Pacer Advisors, Inc.Apr 2024 to Apr 2025
- Pacer Financial, Inc.Apr 2024 to Apr 2025
- Perceptual WealthJul 2020 to Apr 2024
- Sddco Brokerage Advisors LLCOct 2019 to Jul 2020
- BrookfieldJan 2018 to Jul 2020
- Quasar Distributors, LLCJan 2018 to Jul 2020
- Calamos Financial Services LLCJun 2014 to Jan 2018
Exams passed
- Series 66 · Uniform Combined State Law2021
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
New York Life Investment Management LLC
$120.7BAssets managed
933Clients
89Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6127208
- Firm CRD
- 109591