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Nicole Clarke

Investment adviser representative at New York Life Investment Management LLC
10 yearsExperience
1 stateRegistered in
ChFC®Designation
$120.7BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

10 years in the industry.

  1. New York Life Investment Management LLCOct 2022 to now
  2. New York Life InvestmentsOct 2022 to now
  3. Eagle Strategies LLCMar 2022 to Oct 2022
  4. Nylife Securities LLCMar 2013 to Oct 2022
  5. New York Life Insurance CompanySep 2012 to Oct 2022

Designations

  • ChFC®

Exams passed

  • Series 63 · Uniform Securities Agent State Law2014

State registrations

Registered as an investment adviser representative in 1 state (NY).

New York Life Investment Management LLC

$120.7BAssets managed
933Clients
89Advisers
26 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6117962
Firm CRD
109591
Advisor's SEC record (opens in a new tab)
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