Robert Joseph Caldwell
Investment adviser representative at MML Investors Services, LLC
10 yearsExperience
1 stateRegistered in
ChFC®, CFP® certificationDesignations
$115.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- MML Investors Services, LLCJul 2026 to now
- MassmutualJun 2026 to now
- Foundations Investment Advisors, LLCNov 2025 to Jun 2026
- Wealth Management, Inc.Sep 2022 to Nov 2025
- Cwm, LLCFeb 2021 to Sep 2022
- Price Financial GroupDec 2018 to Nov 2025
- Fsc Securities CorpMay 2018 to Dec 2018
- LPL Financial, LLCNov 2016 to May 2018
- Massmutual Life Insurance CompanyJun 2016 to Nov 2016
- MML Investors Services, LLCJun 2016 to Nov 2016
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (WA).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6117463
- Firm CRD
- 10409