Khiet D Vo
Investment adviser representative at LPL Financial LLC
16 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
16 years in the industry.
- LPL Financial LLCJan 2026 to now
- BMO Harris BankDec 2025 to now
- TechcombankAug 2025 to Dec 2025
- LPL Financial LLCJul 2023 to Aug 2025
- BMO Bank NAJun 2019 to Aug 2025
- Bancwest Investment ServicesJun 2019 to Jul 2023
- HSBC Securities (USA), Inc.Dec 2018 to May 2019
- HSBC Bank USA, N.A.Oct 2018 to May 2019
- Wells Fargo Clearing Services, LLCNov 2016 to Jul 2018
- Wells Fargo Advisors LLCSep 2012 to Nov 2016
- Wells Fargo Bank NASep 2010 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6116519
- Firm CRD
- 6413