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Nathan Ryan Novotny

Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. Cetera Investment Advisers LLCAug 2022 to now
  2. Cetera Investment Services LLCAug 2022 to now
  3. Regions BankAug 2022 to now
  4. Raymond James Financial Services Advisors, Inc.Nov 2021 to Aug 2022
  5. Raymond James Financial Services, Inc.Nov 2021 to Aug 2022
  6. SmartbankNov 2021 to Aug 2022
  7. Smartbank Investment ServicesNov 2021 to Aug 2022
  8. Bbva Compass Insurance Agency IncMay 2019 to Nov 2021
  9. Bbva Securities IncMay 2019 to Nov 2021
  10. Bbva Wealth Solutions Inc.May 2019 to Nov 2021
  11. Compass BankMay 2019 to Nov 2021
  12. Pruco Securities, LLC.May 2018 to May 2019
  13. The Prudential Insurance Company of AmericaMay 2018 to May 2019
  14. UnemployedOct 2017 to Apr 2018
  15. Hancock Investment Services, Inc.Sep 2015 to Sep 2017
  16. Hancock/whitney BankSep 2015 to Sep 2017

Exams passed

  • Series 66 · Uniform Combined State Law2014

State registrations

Registered as an investment adviser representative in 1 state (AL).

Cetera Investment Advisers LLC

$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6113844
Firm CRD
105644
Advisor's SEC record (opens in a new tab)
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