Joseph Cote
Investment adviser representative at Commonwealth Financial Network
14 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$212.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Casco Bay Wealth AdvisorsMar 2025 to now
- Commonwealth Financial NetworkMar 2025 to now
- Charles Schwab & Co., Inc.Mar 2019 to Mar 2025
- Charles Schwab BankMar 2019 to Mar 2025
- Fidelity Personal and Workplace AdvisorsJul 2018 to Mar 2019
- Fidelity InvestmentsAug 2012 to Mar 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 2 states (ME, TX).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6113648
- Firm CRD
- 8032