Royce Guerrero
Investment adviser representative at Sofi Wealth LLC
12 yearsExperience
1 stateRegistered in
$2BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Sofi Wealth, LLCOct 2024 to now
- Sofi Securities, LLCOct 2024 to now
- Ally Invest AdvisorsJun 2021 to Oct 2024
- Ally Invest SecuritiesJun 2021 to Oct 2024
- Victory Capital Services, Inc.Jul 2019 to May 2021
- USAA Investment Management CompanyJan 2018 to Jun 2019
- Royce GuerreroJan 2017 to Apr 2024
- USAA Financial Advisors, IncJun 2014 to Jun 2019
- USAA Financial Planning Services IncJun 2014 to Jan 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (FL).
Sofi Wealth LLC
$2BAssets managed
254,020Clients
110Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6112718
- Firm CRD
- 167958