Alan Baca
Investment adviser representative at Ethos Financial Group, LLC
14 yearsExperience
1 stateRegistered in
$2.1BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Ethos Financial Group, LLCNov 2023 to now
- UnemployedMay 2023 to Nov 2023
- Bernstein Global Wealth ManagementAug 2012 to May 2023
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (CA).
Ethos Financial Group, LLC
$2.1BAssets managed
1,808Clients
35Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6111890
- Firm CRD
- 321748