Daniel Curtis Frasier
Investment adviser representative at Principal Securities, Inc.
14 yearsExperience
1 stateRegistered in
CFADesignation
$17BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Principal Securities, Inc.Jan 2020 to now
- Prinicpal Life Insurance CoJan 2020 to now
- Dan FrasierJan 2015 to Jan 2020
- Waddell & Reed IncAug 2012 to Jan 2020
- Various Insurance Carriers for W & R Insurance AgenciesMar 2012 to Jan 2020
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (SD).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6109871
- Firm CRD
- 1137