Nicolas Michael Flores
Investment adviser representative at Capricorn Investment Group LLC
12 yearsExperience
3 statesRegistered in
$18.9BFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Capricorn Investment Group, LLCJan 2025 to now
- The Caprock Group, Inc.May 2014 to Jan 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 3 states (CA, ID, NY).
Capricorn Investment Group LLC
$18.9BAssets managed
34Clients
1Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6109784
- Firm CRD
- 147417