Joshua Sullivan
Investment adviser representative at TD Private Client Wealth LLC
14 yearsExperience
8 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- TD Private Client Wealth LLCMar 2025 to now
- TD Bank N.A.Mar 2025 to now
- Fidelity InvestmentsDec 2020 to Mar 2025
- Citizens BankDec 2017 to Dec 2020
- Citizens Securities Inc.Dec 2017 to Dec 2020
- Cco Investment ServicesJul 2012 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 8 states (CT, FL, MA, ME, NH, NY, RI, VT).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6109255
- Firm CRD
- 164484