Emily Anne harker Smith
Investment adviser representative at Northwestern Mutual Investment Services,LLC
9 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
9 years in the industry.
- Ernest EffirdJun 2024 to now
- Northwestern Mutual Investment Services, LLCMay 2024 to now
- Donald BrownMay 2024 to now
- Donald B BrownApr 2024 to Jun 2024
- Gene Efird IiiApr 2024 to Jun 2024
- Chatford Capital LLCAug 2023 to Apr 2024
- Trant Associates LLCDec 2015 to Apr 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (VA).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6106606
- Firm CRD
- 2881