Stephen Costa
Investment adviser representative at Raymond James Financial Services Advisors, Inc
7 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
7 years in the industry.
- Raymond James Financial Services Advisors, Inc.Oct 2023 to now
- Raymond James Financial Services, Inc.Oct 2023 to now
- TD Bank N.A.Jun 2023 to Oct 2023
- TD Private Client Wealth LLCJun 2023 to Oct 2023
- UnemployedDec 2022 to Jun 2023
- Fisher InvestmentsMar 2022 to Dec 2022
- E*trade Capital Management LLCApr 2019 to Mar 2022
- E*trade Securities LLCApr 2019 to Mar 2022
- TD AmeritradeSep 2016 to Apr 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (FL).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6103205
- Firm CRD
- 149018