Mark Benjamin Grooters
Investment adviser representative at LPL Enterprise, LLC
10 yearsExperience
7 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Enterprise, LLCMar 2025 to now
- Regal Financial GroupMar 2019 to Mar 2025
- Regulus, LLCMar 2019 to Mar 2025
- Securities America AdvisorsFeb 2016 to Mar 2019
- Securities America IncFeb 2016 to Mar 2019
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 7 states (FL, IN, MA, MI, NC, NM, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6101649
- Firm CRD
- 8733