Skip to content

Nico Anthony Fiume

Investment adviser representative at Fisher Investments
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$386.7BFirm assets

Are you Nico Anthony Fiume? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsPerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

10 years in the industry.

  1. Fisher InvestmentsNov 2025 to now
  2. Charles Schwab Bank, SsbJul 2022 to Oct 2025
  3. Charles Schwab and Co., Inc.Jan 2022 to Oct 2025
  4. TD Ameritrade Investment Management, LLCJul 2016 to Dec 2022
  5. TD Ameritrade, Inc.Jul 2016 to Dec 2022

Designations

  • CFP® certification

Exams passed

  • Series 66 · Uniform Combined State Law2013

State registrations

Registered as an investment adviser representative in 2 states (FL, TX).

Fisher Investments

Legal name: Fisher Asset Management, LLC

$386.7BAssets managed
199,922Clients
2,984Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6096209
Firm CRD
107342
Advisor's SEC record (opens in a new tab)
CallContact this firm