Carlos Perez
Investment adviser representative at Wells Fargo Advisors
10 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Wells Fargo Clearing Services, LLCMay 2025 to now
- J.P. Morgan Securities LLCOct 2022 to May 2025
- JPMorgan Chase Bank, N.A.Oct 2022 to May 2025
- Frost Brokerage ServicesJul 2019 to Sep 2022
- Frost Investment ServicesJul 2019 to Sep 2022
- Comerica Securities, Inc.Jun 2017 to Jul 2019
- UnemployedMay 2017 to May 2017
- RBC Capital Markets, LLCMar 2016 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6066746
- Firm CRD
- 19616