Jessie C Sims
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Jessie C Sims? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.May 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2026 to now
- Quest GroupMay 2024 to Apr 2026
- Banco SantanderSep 2023 to May 2024
- UnemployedJun 2023 to Sep 2023
- Georgetown UniversityAug 2022 to May 2023
- Banco SantanderJun 2022 to Aug 2022
- Georgetown UniversityAug 2021 to Jun 2022
- JP Morgan Chase Bank, N.A.Nov 2019 to Aug 2021
- JP Morgan Securities, LLCNov 2019 to Aug 2021
- UnemployedOct 2019 to Oct 2019
- Bank of America, N.A.Apr 2018 to Sep 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2018 to Sep 2019
- UnemployedFeb 2018 to Apr 2018
- Springer NatureSep 2015 to Jan 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 3 states (DC, MD, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6066566
- Firm CRD
- 7691