Kristopher Sean Phillips
Investment adviser representative at LPL Enterprise, LLC
14 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Enterprise, LLCMar 2026 to now
- Fairway Wealth ManagementMar 2023 to now
- Agave Properties LLCOct 2021 to now
- Cetera Investment Advisers LLCMar 2023 to Mar 2026
- Cetera Wealth Services, LLCMar 2023 to Mar 2026
- Moors & Cabot IncJan 2021 to Mar 2023
- Pruco SecuritiesMar 2020 to Jan 2021
- The Prudential Insurance Company of AmericaMar 2020 to Jan 2021
- Pruco Securities, LLCMay 2012 to Feb 2020
- The Prudential Insurance Company of AmericaMay 2012 to Feb 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2013
- Series 63 · Uniform Securities Agent State Law2016
State registrations
Registered as an investment adviser representative in 1 state (FL).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6065455
- Firm CRD
- 8733