Hung T Sam
Investment adviser representative at Kovack Advisors, Inc.
10 yearsExperience
2 statesRegistered in
$6.3BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Kovack Securities, Inc.Feb 2022 to now
- Kovack Advisors, Inc.Nov 2020 to now
- Wells Fargo Clearing Services, LLCNov 2016 to Nov 2020
- Wells Fargo Advisors, LLCJul 2016 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 2 states (CA, CO).
Kovack Advisors, Inc.
$6.3BAssets managed
13,293Clients
258Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6065447
- Firm CRD
- 140808