Derek Makoto Lee
Investment adviser representative at Topturn Capital, LLC
18 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$187.4MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- Topturn Capital, LLCJan 2026 to now
- LPL Financial LLCOct 2013 to Jan 2026
- Educational Employee CuJun 2008 to Jan 2026
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (CA).
Topturn Capital, LLC
$187.4MAssets managed
106Clients
3Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6062116
- Firm CRD
- 151464