Chong Taek Shim
Investment adviser representative at Tlg Advisors, Inc.
11 yearsExperience
1 stateRegistered in
$2.3BFirm assets
25 yearsFirm in business
Are you Chong Taek Shim? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Tlg Advisors, Inc.Jun 2024 to now
- The Leaders Group IncJun 2024 to now
- Emp Financial Network, Inc.Jul 2021 to now
- Senior Health CareJun 2015 to now
- Ameritas Advisory Services, LLCNov 2021 to Jun 2024
- Ameritas Investment Company, LLCSep 2021 to Jun 2024
- Ameritas Life Insurance CorpSep 2021 to Jun 2024
- Pruco Securites, LLCAug 2018 to Jul 2021
- Prudential Insurance Company of AmericaAug 2018 to Jul 2021
- Nylife Securities LLCMay 2016 to Aug 2018
- New York Life Insurance CompanyMar 2016 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (CA).
Tlg Advisors, Inc.
$2.3BAssets managed
5,161Clients
298Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6060793
- Firm CRD
- 111052