Lance Tomas Flores
Investment adviser representative at Hilltop Securities Asset Management, LLC
10 yearsExperience
2 statesRegistered in
$37.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Hilltop Securities Asset Management, LLCJan 2024 to now
- Hilltop SecuritiesJul 2022 to now
- Bank of America, N.A.May 2018 to Jul 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2018 to Jul 2022
- AXA Advisors, LLCSep 2016 to Mar 2018
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Hilltop Securities Asset Management, LLC
$37.7BAssets managed
60Clients
25Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6059755
- Firm CRD
- 110760