Stephen Bergman
Investment adviser representative at J.P. Morgan Securities LLC
13 yearsExperience
2 statesRegistered in
CFADesignation
$429.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- J.P. Morgan Securities LLCJul 2024 to now
- JPMorgan Chase Bank NAJun 2024 to now
- JPMorgan Securities LLCJun 2024 to now
- Fifth Third Private BankSep 2022 to Jun 2024
- Fiducient Advisors LLCJul 2021 to Aug 2022
- Forum FinancialJan 2021 to Jul 2021
- Huber Financial / SavantMay 2018 to Dec 2020
- Vivaldi Capital ManagementJun 2017 to May 2018
- Hengehold Capital ManagementSep 2013 to Jun 2017
Designations
- CFA
Exams passed
- Series 65 · Uniform Investment Adviser Law2017
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6057449
- Firm CRD
- 79