Saul Ernesto Lico
Investment adviser representative at Hilltop Securities Inc.
18 yearsExperience
9 statesRegistered in
$2.5BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Hilltop Securities Inc.Jun 2019 to now
- Wells Fargo Clearing Services, LLCNov 2016 to Jun 2019
- Wells Fargo Advisors LLCApr 2012 to Nov 2016
- Wells Fargo Bank NANov 2008 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 9 states (AR, CA, LA, MS, MT, NM, OK, TX, VA).
Hilltop Securities Inc.
$2.5BAssets managed
3,407Clients
138Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6057442
- Firm CRD
- 6220