James Allen Sherrard
Investment adviser representative at Richard P. Slaughter Associates, Inc.
14 yearsExperience
2 statesRegistered in
CFA, CFP® certificationDesignations
$905.2MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- Richard P. Slaughter Associates, Inc.Sep 2015 to now
- Strategic Investment ManagementJan 2012 to Dec 2017
Designations
- CFA
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 2 states (NM, TX).
Richard P. Slaughter Associates, Inc.
$905.2MAssets managed
457Clients
12Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6056540
- Firm CRD
- 109080