Tony Peng
Investment adviser representative at HSBC Securities (USA) Inc.
13 yearsExperience
4 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- HSBC Securities (USA) Inc.Aug 2025 to now
- HSBC Bank USA, N.A.Jul 2025 to now
- Wells Fargo Clearing Services, LLCJun 2023 to Jul 2025
- HSBC Bank USA, N.A.Aug 2020 to Jun 2023
- HSBC Securities (USA) Inc.Aug 2020 to Jun 2023
- Cathay BankMar 2018 to Jul 2020
- Cetera Investment Advisers LLCMar 2018 to Jul 2020
- Cetera Investment Services LLCMar 2018 to Jul 2020
- Wells Fargo Clearing Services, LLCNov 2016 to Mar 2018
- Wells Fargo AdvisorsJun 2013 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 4 states (CA, FL, KS, TX).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6056501
- Firm CRD
- 19585