Skip to content

Quentin Wong

Investment adviser representative at HSBC Securities (USA) Inc.
13 yearsExperience
3 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business

Are you Quentin Wong? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

13 years in the industry.

  1. HSBC Securities (USA) Inc.Jan 2024 to now
  2. HSBC Bank USA National AssociationJan 2024 to now
  3. UnemployedNov 2022 to Dec 2023
  4. HSBC Securities (USA) Inc.Jul 2018 to Nov 2022
  5. HSBC Bank USA N.A.Sep 2013 to Nov 2022

Exams passed

  • Series 63 · Uniform Securities Agent State Law2012
  • Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 3 states (CA, MD, TX).

HSBC Securities (USA) Inc.

$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6054651
Firm CRD
19585
Advisor's SEC record (opens in a new tab)
CallContact this firm