Skip to content

Michael Alan Fleming

Investment adviser representative at U.S. Bancorp Advisors, LLC
14 yearsExperience
1 stateRegistered in
$1.8BFirm assets
17 yearsFirm in business

Are you Michael Alan Fleming? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

14 years in the industry.

  1. U.S. Bancorp Advisors, LLCMay 2022 to now
  2. U.S. Bancorp Investments, Inc.Nov 2025 to Feb 2026
  3. Ameriprise Financial Services, LLCJul 2021 to May 2022
  4. American Enterprise Investment Services Inc.Jan 2017 to Jul 2021
  5. Ameriprise Financial Services, Inc.Mar 2012 to Dec 2016

Exams passed

  • Series 66 · Uniform Combined State Law2012
  • Series 65 · Uniform Investment Adviser Law2021

State registrations

Registered as an investment adviser representative in 1 state (IL).

U.S. Bancorp Advisors, LLC

$1.8BAssets managed
3,343Clients
1,161Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6039650
Firm CRD
14455
Advisor's SEC record (opens in a new tab)
CallContact this firm