Nicole Marie Roubik
Investment adviser representative at Dai Wealth, LLC
15 yearsExperience
1 stateRegistered in
$330MFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Dai Securities, LLCApr 2018 to now
- Dai Wealth, LLCJan 2014 to now
- Discipline AdvisorsSep 2011 to now
- Concorde Investment Services, LLCOct 2015 to Apr 2018
- Jodi K. Corrigan, Cpa LLCNov 2013 to Dec 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (MN).
Dai Wealth, LLC
$330MAssets managed
1,537Clients
25Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6039380
- Firm CRD
- 138938