Chun pong Lau
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Investment Advisers LLCNov 2023 to now
- Cetera Investment Services LLCMay 2023 to now
- UnknownAug 2022 to Apr 2023
- Cetera Investment Services LLCMay 2022 to Aug 2022
- CtbcApr 2022 to Aug 2022
- HSBC Securities (USA) Inc.Dec 2016 to Apr 2022
- HSBC Bank USA, National AssociationAug 2015 to Dec 2016
- HSBC Bank (USA) N.A.Jul 2015 to Apr 2022
- 626 GamesMay 2014 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6035812
- Firm CRD
- 105644