Shane M Bauman
Investment adviser representative at Park Avenue Securities LLC
10 yearsExperience
9 statesRegistered in
$19.6BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Park Avenue Securities LLCNov 2022 to now
- Guardian Life Insurance CompanyNov 2022 to now
- American United LifeFeb 2019 to Nov 2022
- Oneamerica SecuritiesFeb 2019 to Nov 2022
- Mass Mutual Life Insurance CompanyApr 2017 to Jan 2019
- MML Investors ServicesApr 2017 to Jan 2019
- GuardianJan 2016 to Mar 2017
- Park Ave SecruitiesJan 2016 to Mar 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2017
- Series 63 · Uniform Securities Agent State Law2020
State registrations
Registered as an investment adviser representative in 9 states (AZ, CO, FL, MI, NC, NM, OH, SC, WY).
Park Avenue Securities LLC
$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6035374
- Firm CRD
- 46173