Julio Guemes
Investment adviser representative at Principal Securities, Inc.
14 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Principal Life Insurance CompanyMar 2026 to now
- Principal Securities, Inc.Mar 2026 to now
- Park Avenue SecuritiesJun 2020 to Mar 2026
- Guardian Life Insurance CompanyMay 2020 to Mar 2026
- UnemployedJan 2020 to Apr 2020
- Ameriprise Financial Services, IncOct 2019 to Dec 2019
- Wells Fargo Clearing Services, LLCNov 2016 to Oct 2019
- Wells Fargo Advisors, LLCFeb 2012 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (FL).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6031830
- Firm CRD
- 1137