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Ryan Garrett Riffe

Investment adviser representative at Swbc Investment Company
14 yearsExperience
1 stateRegistered in
$256MFirm assets
19 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

14 years in the industry.

  1. Swbc Investment CompanyAug 2015 to now
  2. Swbc Investment Services LLCAug 2015 to now
  3. Advisors Asset Management, IncFeb 2012 to now

Exams passed

  • Series 66 · Uniform Combined State Law2012

State registrations

Registered as an investment adviser representative in 1 state (TX).

Swbc Investment Company

$256MAssets managed
494Clients
17Advisers
19 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6025818
Firm CRD
140994
Advisor's SEC record (opens in a new tab)
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