Thomas James Snyder
Investment adviser representative at LPL Financial LLC
21 yearsExperience
3 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
21 years in the industry.
- LPL Financial LLCMay 2022 to now
- Cuna Brokerage ServicesJun 2021 to now
- Cuna Mutual GroupJun 2021 to now
- UnemployedMar 2021 to Jun 2021
- Edward JonesFeb 2019 to Mar 2021
- Cetera Investment Services LLCFeb 2012 to Feb 2019
- Homestreet BankDec 2005 to Feb 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 3 states (IA, WA, WI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6025530
- Firm CRD
- 6413