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Nicholas George Dippel

Investment adviser representative at Northwestern Mutual Investment Services,LLC
14 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

14 years in the industry.

  1. Nicholas A LlerenaMar 2024 to now
  2. Northwestern Mutual Wealth Management CompanySep 2022 to now
  3. Northwestern Mutual Investment Services, LLCAug 2022 to now
  4. Gregory TelgeJul 2022 to Mar 2024
  5. Merrill LynchMay 2017 to Jul 2022
  6. Fidelity InvestmentsJan 2012 to May 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2012
  • Series 65 · Uniform Investment Adviser Law2015

State registrations

Registered as an investment adviser representative in 1 state (NH).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6024309
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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