Joshua David Schultheis
Investment adviser representative at LPL Enterprise, LLC
14 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Pruco Securities LLCAug 2023 to now
- Prudential Insurance Company of AmericaAug 2023 to now
- UnemployedDec 2022 to Jul 2023
- UBS Financial Services incJun 2021 to Nov 2022
- UmbMar 2020 to May 2021
- UnemployedJan 2020 to Mar 2020
- Piper Jaffray Investment Management LLCMay 2012 to Jan 2020
- Piper Jaffray & Co.Jan 2012 to Jan 2020
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (MN).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6023864
- Firm CRD
- 8733