Zhengnan Xu
Investment adviser representative at RBC Securities, Inc.
10 yearsExperience
1 stateRegistered in
CFA, CFP® certificationDesignations
$1.5BFirm assets
Are you Zhengnan Xu? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- RBC Securities, IncAug 2026 to now
- Cetera Investment Advisers LLCDec 2022 to Aug 2026
- Cetera Investment Services LLCDec 2022 to Aug 2026
- East West BankDec 2022 to Aug 2026
- HSBC Bank USA, N.A.Jun 2021 to Dec 2022
- HSBC Securities (USA) Inc.Jun 2021 to Dec 2022
- UnemployedFeb 2021 to May 2021
- Lincoln Financial AdvisorsSep 2020 to Jan 2021
- Salient Wealth Planning GroupMar 2020 to Jan 2021
- C.W Mason & AssociatesMar 2019 to Mar 2020
- Salem Partners Wealth Management, LLCJun 2016 to Feb 2019
Designations
- CFA
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2016
- Series 63 · Uniform Securities Agent State Law2020
State registrations
Registered as an investment adviser representative in 1 state (CA).
RBC Securities, Inc.
$1.5BAssets managed
1,451Clients
123Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6023472
- Firm CRD
- 103705