David J Newman
Investment adviser representative at Morgan Stanley
14 yearsExperience
2 statesRegistered in
CFP® certification, ChFC®Designations
$2TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Morgan StanleyAug 2026 to now
- Charles Schwab & Co., Inc.Jun 2021 to Aug 2026
- Schwab Private Client Investment AdvisoryJun 2021 to Oct 2022
- Guardian Life Insurance CompanyMay 2019 to Jun 2021
- Park Avenue SecuritiesMay 2019 to Jun 2021
- John HancockJul 2018 to May 2019
- The Vanguard GroupAug 2012 to Jul 2018
Designations
- CFP® certification
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6023276
- Firm CRD
- 149777