James Buckley
Investment adviser representative at LPL Enterprise, LLC
14 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$24.9BFirm assets
Are you James Buckley? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Enterprise, LLCOct 2025 to now
- Northwestern Mutual Wealth Management CompanyMay 2021 to Oct 2025
- Northwestern Mutual Investment Services LLCMar 2021 to Oct 2025
- Northwestern Mutual Life Insurance CompanyMar 2021 to Oct 2025
- Eagle Strategies LLCFeb 2020 to Mar 2021
- Nylife Securities LLCFeb 2012 to Mar 2021
- New York LifeJan 2012 to Mar 2021
- NylJan 2012 to Mar 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (MA).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6022632
- Firm CRD
- 8733