Richard J Cline
Investment adviser representative at TD Private Client Wealth LLC
8 yearsExperience
12 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
8 years in the industry.
- TD Private Client Wealth LLCJun 2023 to now
- TD Bank N.A.Apr 2023 to now
- UnemployedJan 2023 to Apr 2023
- Offshore BbqSep 2019 to Jan 2023
- Bank of America, N.a.merrill LynchMay 2015 to Sep 2019
- Bank of Amercia, N.A.Apr 2015 to Aug 2019
- Merrill Lynch, Pierce, Fenner & SmithApr 2015 to Aug 2019
Exams passed
- Series 66 · Uniform Combined State Law2014
- Series 65 · Uniform Investment Adviser Law2023
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 12 states (AZ, CA, CT, FL, GA, IL, MO, NC, NJ, NY, PA, SC).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6022309
- Firm CRD
- 164484