Stephen Joseph Harper
Investment adviser representative at Citigroup Global Markets Inc.
16 yearsExperience
2 statesRegistered in
$56BFirm assets
62 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Citigroup Global Markets Inc.Apr 2024 to now
- CitigroupJan 2024 to now
- PNC Investments LLCJan 2023 to Dec 2023
- Wells Fargo Clearing Services, LLCNov 2016 to Jan 2023
- Wells Fargo Advisors, LLCOct 2012 to Nov 2016
- Wells Fargo Bank NAApr 2010 to Jan 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (DC, MD).
Citigroup Global Markets Inc.
$56BAssets managed
59,829Clients
2,405Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6021964
- Firm CRD
- 7059