William Kevin Hoffer
Investment adviser representative at Principal Securities, Inc.
13 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
Are you William Kevin Hoffer? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Principal Securities, Inc.Feb 2026 to now
- Piprude FinancialFeb 2026 to now
- Principle Life Insurance CompanyFeb 2026 to now
- Principles Securities, Inc.Feb 2026 to now
- Morgan Stanley Private Bank, N.A.Oct 2019 to Feb 2026
- Morgan Stanley Smith Barney LLCSep 2019 to Feb 2026
- Wells Fargo Clearing Services, LLCNov 2016 to Sep 2019
- Wells Fargo Advisors, LLCJun 2013 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6017984
- Firm CRD
- 1137