Wade Smith
Investment adviser representative at Smith & Wyatt
22 yearsExperience
5 statesRegistered in
$207.5MFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
22 years in the industry.
- Smith & WyattDec 2016 to now
- L & W Financial, LLC dba Smith & WyattDec 2016 to now
- L & W Financial, LLCMar 2004 to now
- Securities America Advisors, Inc. dba the Wealth Management Co.Feb 2015 to Dec 2016
- Securities America Inc.Aug 2014 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 5 states (FL, LA, OH, PA, TX).
Smith & Wyatt
Legal name: L & W Financial, LLC
$207.5MAssets managed
724Clients
8Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6017936
- Firm CRD
- 285310