Brian Kenneth Marois
Investment adviser representative at LPL Financial LLC
9 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Brian Kenneth Marois? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
9 years in the industry.
- LPL Financial LLCAug 2025 to now
- Tumolo Wealth Management, LLCApr 2025 to Aug 2025
- Infinex Investments, Inc.Dec 2019 to Apr 2025
- Ion InvestmentsDec 2019 to Apr 2025
- Key Investment Services LLCMay 2017 to Dec 2019
- Infinex Investments, Inc.Feb 2016 to May 2017
- United BankJan 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (CT).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6017912
- Firm CRD
- 6413