Jordan Steven-keith Dalton
Investment adviser representative at Principal Securities, Inc.
14 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$17BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Principal Securities, Inc.Mar 2025 to now
- Principal Life Insurance CoFeb 2025 to now
- Principal Securties IncFeb 2025 to now
- U.S. Bancorp Investments, Inc.May 2022 to Feb 2025
- Principal Securities IncMar 2016 to Apr 2022
- Principal Life Insurance CompanyFeb 2012 to Apr 2022
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 1 state (SD).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6016631
- Firm CRD
- 1137